Notification regarding unquoted securities - AT1
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
ATOMO DIAGNOSTICS LIMITED
Date of this announcement
Friday September 15, 2023
The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being
quoted on ASX until the restriction ends
Total number of +securities to be issued/transferred
ASX +security
code
New class - code
to be confirmed
Security description
Options expiring 22-Aug-2026 ex $0.0468
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/7
Total number of
+securities to be
issued/transferred
Issue date
568,333
15/09/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
ATOMO DIAGNOSTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
37142925684
1.3 ASX issuer code
AT1
1.4 The announcement is
New announcement
1.5 Date of this announcement
15/9/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
2/7
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being
quoted on ASX until the restriction ends
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3/7
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities issued under an +employee incentive scheme
ASX +security code
+Security description
New class - code to be confirmed
Options expiring 22-Aug-2026 ex $0.0468
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued
15/9/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP
Name of registered holder
Number of +securities
William Souter
William Souter
293,333
Chandra Sukumar
Chandra Sukumar
275,000
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02224610-2A1219799?access_token=8
3ff96335c2d45a094df02a206a39ff4
Options Details
+Security currency
Exercise price
Expiry date
AUD - Australian Dollar
AUD 0.04680000
22/8/2026
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
4/7
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Description
AT1: Fully paid ordinary shares
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02224610-2A1219799?access_token=8
3ff96335c2d45a094df02a206a39ff4
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
568,333
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
5/7
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
AT1 : ORDINARY FULLY PAID
639,202,310
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
AT1AJ : OPTION EXPIRING 14-APR-2024 EX $0.25
1,079,999
AT1AM : OPTION EXPIRING 14-APR-2025 EX $0.25
1,199,999
AT1AI : OPTION EXPIRING VARIOUS DATES EX 25C
1,600,000
AT1AL : OPTION EXPIRING 30-APR-2024 EX $0.60
2,000,000
AT1AK : OPTION EXPIRING 30-APR-2024 EX $0.40
2,000,000
AT1AN : OPTION EXPIRING 01-JUL-2027 EX $0.035
6,100,000
New class - code to be confirmed : Options expiring 22-Aug-2026 ex $0.0468
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
6/7
568,333
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
No
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
Yes
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
568,333 being all of the subject options in this 3B
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
N/A
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
7/7
Share your feedback
Discover